John P. Harton - Jan 27, 2023 Form 4 Insider Report for CONSUMER PORTFOLIO SERVICES, INC. (CPSS)

Role
Sr. Vice President
Signature
/s/ John P. Harton
Stock symbol
CPSS
Transactions as of
Jan 27, 2023
Transactions value $
-$4
Form type
4
Date filed
1/31/2023, 11:42 AM
Previous filing
Jun 28, 2022
Next filing
May 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPSS Common Stock, No Par Value Options Exercise $172K +25K +12.37% $6.86 227K Jan 27, 2023 Direct
transaction CPSS Common Stock, No Par Value Tax liability -$172K -17.8K -7.82% $9.66 209K Jan 27, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CPSS Stock Option (right to buy) Options Exercise -25K -100% 0 Jan 27, 2023 Common Stock, No Par Value 25K $6.86 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a "net exercise" of outstanding stock options. The reporting person received 7,246 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person forfeited 17,754 shares of common stock underlying the option in payment of the exercise prices using the closing stock price on January 27, 2023 of $9.66 per share.
F2 Became exercisable in cumulative increments of 5,000 shares on February 01, 2014, 2015, 2016, 2017, and 2018.
F3 Issued in consideration of the named person's service to the issuer.