Catrina Ralston - Dec 16, 2022 Form 3 Insider Report for CONSUMER PORTFOLIO SERVICES, INC. (CPSS)

Role
Sr. Vice President
Signature
/s/ Catrina Ralston
Stock symbol
CPSS
Transactions as of
Dec 16, 2022
Transactions value $
$0
Form type
3
Date filed
12/27/2022, 05:01 PM
Next filing
May 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CPSS Common Stock, no par value 4.45K Dec 16, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CPSS Employee stock option (right to buy) Dec 16, 2022 Common stock, no par value 30K $4.95 Direct F1
holding CPSS Employee stock option (right to buy) Dec 16, 2022 Common stock, no par value 30K $2.47 Direct F2
holding CPSS Employee stock option (right to buy) Dec 16, 2022 Common stock, no par value 30K $3.53 Direct F3
holding CPSS Employee stock option (right to buy) Dec 16, 2022 Common stock, no par value 25.6K $3.48 Direct F4
holding CPSS Employee stock option (right to buy) Dec 16, 2022 Common stock, no par value 30K $4.35 Direct F5
holding CPSS Employee stock option (right to buy) Dec 16, 2022 Common stock, no par value 35.6K $3.48 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Becomes or became exercisable in 4 equal installments of 7,500 shares on 8/3/2022, 8/3/2023, 8/3/2024, and 8/3/2025.
F2 Becomes or became exercisable in 4 equal installments of 7,500 shares on 6/1/2021, 6/1/2022, 6/1/2023, and 6/1/2024.
F3 Becomes or became exercisable in 4 equal installments of 7,500 shares on 8/8/2020, 8/8/2021, 8/8/2022, and 8/8/2023.
F4 Original grant of 30,000 options became exercisable in 4 equal installments of 7,500 shares on 5/9/2019, 5/9/2020, 5/9/2021, and 5/9/2022.
F5 Became exercisable in 4 equal installments of 7,500 shares on 5/17/2018, 5/17/2019, 5/17/2020, and 5/17/2021.
F6 Original grant of 60,000 options became exercisable in 4 equal installments of 15,000 shares on 5/12/2017, 5/12/2018, 5/12/2019, and 5/12/2020.