Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CDMO | Common Stock, $0.001 par value | Options Exercise | $45.3K | +10K | +27.11% | $4.53 | 46.9K | Dec 2, 2022 | Direct | |
transaction | CDMO | Common Stock, $0.001 par value | Sale | -$161K | -10K | -21.33% | $16.11 | 36.9K | Dec 2, 2022 | Direct | F1, F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CDMO | Stock Option (right to buy) | Options Exercise | $0 | -10K | -4.74% | $0.00 | 201K | Dec 2, 2022 | Common Stock | 10K | $4.53 | Direct | F1, F3 |
Id | Content |
---|---|
F1 | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 7, 2022. |
F2 | Represents a weighted average sales price per share. These shares were sold at prices ranging from $16.00 to $16.20. The Reporting Person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
F3 | Stock option granted to the reporting person on May 7, 2019, vests in four (4) equal annual installments beginning May 7, 2020 and each year thereafter until fully-vested, subject to the reporting person's continuous service to the Issuer on such vesting. |