Pope Michael Ross - Aug 17, 2022 Form 4 Insider Report for FOCUS UNIVERSAL INC. (FCUV)

Role
Director
Signature
/s/ Michael Pope
Stock symbol
FCUV
Transactions as of
Aug 17, 2022
Transactions value $
-$445,215
Form type
4
Date filed
9/2/2022, 09:59 PM
Previous filing
Dec 6, 2022
Next filing
Dec 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FCUV Common Stock Award $83.7K +14.7K $5.70 14.7K Aug 17, 2022 Direct F1
transaction FCUV Common Stock Award $32.9K +11K +74.73% $3.00 25.6K Aug 17, 2022 Direct F2
transaction FCUV Common Stock Award $16K +1.8K +7.03% $8.86* 27.4K Aug 17, 2022 Direct F3
transaction FCUV Common Stock Sale -$132K -12.4K -45.21% $10.66* 15K Aug 31, 2022 Direct F4
transaction FCUV Common Stock Sale -$105K -10K -33.17% $10.46* 20.2K Aug 31, 2022 See footnote F5, F6
transaction FCUV Common Stock Sale -$40.2K -4K -19.85% $10.06* 16.2K Sep 1, 2022 See footnote F6
transaction FCUV Common Stock Sale -$165K -16.2K -100% $10.21* 0 Sep 2, 2022 See footnote F6, F7
transaction FCUV Common Stock Sale -$136K -13.5K -89.72% $10.06* 1.55K Sep 2, 2022 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a cashless exercise of outstanding stock options to purchase 30,000 shares of common stock. The Reporting Person received 14,677 shares of common stock and surrendered 15,323 shares of common stock underlying the stock option in payment of the exercise price.
F2 Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price.
F3 Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price.
F4 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.80, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.43 to $10.53, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The shares of Common Stock reported on this line are held by an entity owned and controlled by the Reporting Person.
F7 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.16 to $10.31, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.95 to $10.40, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.