Key facts
- This page summarizes Brent Willson's Form 3 filing for NeoVolta Inc. (NEOV).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 27 Jul 2022, 21:08.
Brent Willson - 27 Jul 2022 Form 3 Insider Report for NeoVolta Inc. (NEOV)
- Reporting relationship
- Director
- Issuer ticker
- NEOV
- Reported as of
- 27 Jul 2022
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 27 Jul 2022, 21:08:46 UTC
- Next SEC filing
- 04 Jan 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Brent Willson
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Brent Willson filed Form 3 for NeoVolta Inc. (NEOV) on 27 Jul 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NEOV
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,000,000
- Date
- 27 Jul 2022
- Ownership
- See
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NEOV
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 27 Jul 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 150,000
- Exercise price
- Footnotes
- F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Shares held by Canmore International, Inc., an entity affiliated with the reporting person.
Footnote F2
The restricted stock units (RSUs) set forth in this table vests as follows: (i) 50,000 of the RSUs shall vest on the occurrence of both of the following events: (A) the Common Stock becoming listed on the Nasdaq Stock Market prior to December 31, 2022; and (B) the earliest of (1) a change in control or (2) the termination of the reporting person's employment by the Company without cause (as defined in the employment agreement between the Company and reporting person), or (3) the death of reporting person, or (4) January 1, 2023, provided the reporting person is serving as an employee of the Company on such date; and
Footnote F3
(ii) 100,000 RSUs shall vest shall vest on the occurrence of both of the following events: (A) the Company producing at least 2,000 energy storage systems during 2022; and (B) the earliest of (1) a change in control or (2) the termination of the reporting person's employment by the Company without cause (as defined in the employment agreement between the Company and reporting person dated on or about the date hereof) or (3) the death of reporting person, or (4) January 1, 2023, provided the reporting person is serving as an employee of the Company on such date.
Footnote F4
Each restricted stock unit represents a contingent right to receive one shares of Company common stock.