Stefan J. Murry - 22 Jul 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol
AAOI
Transactions as of
22 Jul 2022
Net transactions value
-$16,349
Form type
4
Filing time
26 Jul 2022, 16:05:25 UTC
Previous filing
29 Jun 2022
Next filing
19 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $655 -360 -0.15% $1.82* 238,128 22 Jul 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $2,739 -1,505 -0.63% $1.82* 236,623 22 Jul 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $1,860 -1,022 -0.43% $1.82* 235,601 22 Jul 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $2,512 -1,380 -0.59% $1.82* 234,221 22 Jul 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $3,272 -1,798 -0.77% $1.82* 232,423 22 Jul 2022 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability $5,310 -1,794 -0.77% $2.96* 230,629 25 Jul 2022 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.