Stefan J. Murry - Jul 22, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Stock symbol
AAOI
Transactions as of
Jul 22, 2022
Transactions value $
-$16,349
Form type
4
Date filed
7/26/2022, 04:05 PM
Previous filing
Jun 29, 2022
Next filing
Oct 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$655 -360 -0.15% $1.82* 238K Jul 22, 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$2.74K -1.51K -0.63% $1.82* 237K Jul 22, 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$1.86K -1.02K -0.43% $1.82* 236K Jul 22, 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$2.51K -1.38K -0.59% $1.82* 234K Jul 22, 2022 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability -$3.27K -1.8K -0.77% $1.82* 232K Jul 22, 2022 Direct F5
transaction AAOI Common Stock, $.001 par value Tax liability -$5.31K -1.79K -0.77% $2.96* 231K Jul 25, 2022 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F6 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.