Pratap Mukharji - Jun 14, 2022 Form 4 Insider Report for Medicine Man Technologies, Inc. (SHWZ)

Role
Director
Signature
/s/Daniel R. Pabon, attorney-in-fact for Pratap C. Mukharji
Stock symbol
SHWZ
Transactions as of
Jun 14, 2022
Transactions value $
$0
Form type
4
Date filed
6/15/2022, 07:42 PM
Previous filing
May 6, 2022
Next filing
Apr 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHWZ Common Stock Award +22.7K +34.98% 87.7K Jun 14, 2022 Direct F1
holding SHWZ Common Stock 39.7K Jun 14, 2022 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHWZ Employee Stock Option (Right to Buy) Disposed to Issuer -20.3K -100% 0 Jun 14, 2022 Common Stock 20.3K $1.72 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 4, 2022, the issuer granted to the reporting person options to purchase shares of Common Stock with an aggregate value of $35,000 as compensation for service on its board of directors. On June 14, 2022, the issuer and the reporting person agreed to cancel these options in exchange for shares of Common Stock with an aggregate value of $35,000.
F2 Magnolia Hall Enterprises, LLC (the "Holder") is the record holder of the reported shares. Mr. Mukharji is the manager and 100% owner of the Holder and has voting and investment control of the shares held by the Holder.
F3 The cancelled option vested 100% on the grant date.