SC Capital 1 LLC - Apr 21, 2022 Form 3/A - Amendment Insider Report for Aclarion, Inc. (ACON)

Role: 10%+ Owner
Signature: /s/ Michael W. Dirks
Stock symbol: ACON
Transactions as of: Apr 21, 2022
Transactions value $: $0
Form type: 3/A - Amendment
Date filed: 5/19/2022, 05:00 PM
Date Of Original Report: Apr 22, 2022
Next filing: Dec 6, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ACON	Common Stock						1.09M	Apr 21, 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ACON	Stock Option (right to buy)							Apr 21, 2022	Common Stock	9.37K	$1.34	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This Form 3 amendment is being filed to correct the original Form 3 filed on April 22, 2022. After consulting with the Issuer regarding the calculations with respect to the exercise of warrants and the Issuer's reverse stock split in connection with its initial public offering, it was discovered that the reporting person inadvertently included 9,386 shares of Issuer's common stock in its reported holdings.
F2	Michael W. Dirks serves as the manager for SC Capital 1 LLC and may be deemed to have voting and investment power over the shares held by SC Capital 1 LLC. Mr. Dirks disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein, and this report shall not be deemed an admission that Mr. Dirks is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3	The shares under this option are fully vested.