David C. Kuo - Apr 22, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
General Counsel and Secretary
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Apr 22, 2022
Transactions value $
$0
Form type
4
Date filed
4/26/2022, 04:03 PM
Previous filing
Jan 26, 2022
Next filing
Jun 29, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $0 -199 -0.22% $0.00 91.9K Apr 22, 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $0 -882 -0.96% $0.00 91K Apr 22, 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $0 -581 -0.64% $0.00 90.5K Apr 22, 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $0 -857 -0.95% $0.00 89.6K Apr 22, 2022 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.