Hung-Lun (Fred) Chang - Apr 22, 2022 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
***Senior Vice President and North America General Manager
Signature
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
Stock symbol
AAOI
Transactions as of
Apr 22, 2022
Transactions value $
$0
Form type
4
Date filed
4/26/2022, 04:03 PM
Previous filing
Jan 26, 2022
Next filing
Jun 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $0 -321 -0.19% $0.00 170K Apr 22, 2022 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1.3K -0.77% $0.00 169K Apr 22, 2022 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $0 -893 -0.53% $0.00 168K Apr 22, 2022 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $0 -1.32K -0.79% $0.00 166K Apr 22, 2022 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.

Remarks:

***Senior Vice President and North America General Manager