Jennifer Gu - Dec 31, 2021 Form 5 Insider Report for FOCUS UNIVERSAL INC. (FCUV)

Role
Director, 10%+ Owner
Signature
/s/ Gilbert J. Bradshaw, Attorney-in-Fact for Jennifer Gu
Stock symbol
FCUV
Transactions as of
Dec 31, 2021
Transactions value $
$0
Form type
5
Date filed
4/4/2022, 06:08 PM
Previous filing
Apr 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FCUV Common Stock Gift -143K -1.88% 7.46M Jan 7, 2021 By Spouse F1
transaction FCUV Common Stock Gift +143K 143K Jan 7, 2021 See Footnote F1
transaction FCUV Common Stock Gift -125K -1.68% 7.33M Feb 1, 2021 By Spouse F2
transaction FCUV Common Stock Gift +125K +87.54% 268K Feb 1, 2021 See Footnote F2
transaction FCUV Common Stock Gift -125K -1.7% 7.21M Feb 4, 2021 By Spouse F3
transaction FCUV Common Stock Gift +125K +46.68% 393K Feb 4, 2021 See Footnote F3
transaction FCUV Common Stock Gift -125K -1.73% 7.08M Feb 10, 2021 By Spouse F4
transaction FCUV Common Stock Gift +125K +31.82% 518K Feb 10, 2021 See Footnote F4
transaction FCUV Common Stock Gift -125K -1.76% 6.96M Feb 10, 2021 By Spouse F5
transaction FCUV Common Stock Gift +125K 125K Feb 10, 2021 See Footnote F5
transaction FCUV Common Stock Gift -125K -1.8% 6.83M Feb 10, 2021 By Spouse F6
transaction FCUV Common Stock Gift +125K 125K Feb 10, 2021 See Footnote F6
transaction FCUV Common Stock Gift -250K -3.66% 6.58M Mar 1, 2021 By Spouse F7
transaction FCUV Common Stock Gift +250K +200% 375K Mar 1, 2021 See Footnote F7
transaction FCUV Common Stock Gift -250K -3.8% 6.33M Mar 1, 2021 By Spouse F8
transaction FCUV Common Stock Gift +250K +200% 375K Mar 1, 2021 See Footnote F8
transaction FCUV Common Stock Gift -375K -5.92% 5.96M Mar 3, 2021 By Spouse F9
transaction FCUV Common Stock Gift +375K +72.42% 893K Mar 3, 2021 See Footnote F9
transaction FCUV Common Stock Gift -245K -4.11% 5.71M Dec 29, 2021 By Spouse F10
transaction FCUV Common Stock Gift +245K +27.44% 1.14M Dec 29, 2021 See Footnote F10
transaction FCUV Common Stock Gift -70K -9.22% 689K Dec 29, 2021 See Footnote F11
transaction FCUV Common Stock Gift -13K -1.89% 676K Dec 29, 2021 See Footnote F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Edward Lee, the Reporting Person's spouse, transferred 142,800 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
F2 Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
F3 Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
F4 Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
F5 Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through her child.
F6 Edward Lee, the Reporting Person's spouse, transferred 125,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 125,000 shares of the Issuer's Common Stock through her child.
F7 Edward Lee, the Reporting Person's spouse, transferred 250,000 shares of the Issuer's Common Stock to the Brandon Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through her child.
F8 Edward Lee, the Reporting Person's spouse, transferred 250,000 shares of the Issuer's Common Stock to the Isabella Lee Irrevocable Trust, the beneficiary of which is the Reporting Person's child. The Reporting Person may be deemed to have indirect beneficial ownership of these 250,000 shares of the Issuer's Common Stock through her child.
F9 Edward Lee, the Reporting Person's spouse, transferred 375,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
F10 Edward Lee, the Reporting Person's spouse, transferred 245,000 shares of the Issuer's Common Stock to himself and the Reporting Person as trustees of the Lee-Gu Foundation.
F11 The Reporting Person and Edward Lee, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 70,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund.
F12 The Reporting Person and Edward Lee, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 13,000 shares of the Issuer's Common Stock to the First Evangelical Church of Diamond Bar.

Remarks:

Edward Lee, the Reporting Person's spouse, made these transactions for estate planning purposes; however, he could only medallion signature guarantee certain amounts of shares per week, which is why there are multiple transactions.