Amy Trombly - Jan 14, 2022 Form 4 Insider Report for Sonoma Pharmaceuticals, Inc. (SNOA)

Role
Chief Executive Officer
Signature
/s/ Amy Trombly
Stock symbol
SNOA
Transactions as of
Jan 14, 2022
Transactions value $
$0
Form type
4
Date filed
1/14/2022, 07:33 PM
Next filing
Dec 30, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNOA Stock option (right to buy) Award +30K +68.73% 73.6K Jan 14, 2022 Common stock 30K $4.60 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options vest 10,000 each on 07/14/2022, 07/14/2023 and 07/14/2024, or upon change of control.
F2 The options were awarded and granted to Ms. Trombly for services performed.