Jerome Dvonch - Jan 14, 2022 Form 4 Insider Report for Sonoma Pharmaceuticals, Inc. (SNOA)

Role
Chief Financial Officer
Signature
/s/ Amy Trombly (Attorney in fact)
Stock symbol
SNOA
Transactions as of
Jan 14, 2022
Transactions value $
$0
Form type
4
Date filed
1/14/2022, 07:32 PM
Next filing
Apr 13, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SNOA Stock option (right to buy) Award +30K +108% 57.8K Jan 14, 2022 Common stock 30K $4.60 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options vest 10,000 options each on 07/14/2022, 07/14/2023, 07/14/2024 and or upon a change of control.
F2 The options were awarded and granted to Mr. Dvonch for services performed.