Michael Jaffa - Dec 7, 2021 Form 4 Insider Report for Genius Brands International, Inc. (TOON)

Role
COO, GC & Secretary
Signature
/s/ Michael Jaffa
Stock symbol
TOON
Transactions as of
Dec 7, 2021
Transactions value $
$0
Form type
4
Date filed
12/29/2021, 07:50 PM
Next filing
Dec 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TOON Common Stock, par value $0.001 per share Options Exercise +167K 167K Dec 7, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TOON Restricted Stock Units Options Exercise $0 -167K -33.33% $0.00 333K Dec 7, 2021 Common Stock, par value $0.001 per share 167K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.
F2 On December 7, 2020, the Reporting Person was granted 500,000 restricted stock units, vesting as follows: 166,666 shares on December 7, 2021, 166,666 shares on December 7, 2022, and 166,668 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date.