Robert L. Denton - Dec 7, 2021 Form 4 Insider Report for Genius Brands International, Inc. (TOON)

Role
EVP Finance & Accounting
Signature
/s/ Robert L. Denton
Stock symbol
TOON
Transactions as of
Dec 7, 2021
Transactions value $
$0
Form type
4
Date filed
12/29/2021, 07:46 PM
Next filing
Dec 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TOON Common Stock, par value $0.001 per share Options Exercise +155K 155K Dec 7, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TOON Restricted Stock Units Options Exercise $0 -155K -32.63% $0.00 320K Dec 7, 2021 Common Stock, par value $0.001 per share 155K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of GNUS common stock.
F2 On December 7, 2020, the Reporting Person was granted 475,000 restricted stock units, vesting as follows: 155,000 shares on December 7, 2021, 158,000 shares on December 7, 2022, and 162,000 shares on December 7, 2023, subject to the Reporting Person's continued employment. Vested shares will be delivered to the Reporting Person in equal installments in each calendar quarter following the vesting date.