Jeff Garwood - Dec 7, 2021 Form 4 Insider Report for Medicine Man Technologies, Inc. (SHWZ)

Role
Director
Signature
/s/ Daniel R. Pabon as Attorney-in-Fact for Jeffrey R. Garwood
Stock symbol
SHWZ
Transactions as of
Dec 7, 2021
Transactions value $
$90,000,000,000
Form type
4
Date filed
12/9/2021, 08:02 PM
Previous filing
Feb 9, 2022
Next filing
Apr 8, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHWZ 13% Senior Convertible Note Due 2026 Award $90B +300K $300,000.00* 300K Dec 7, 2021 Common Stock 134K $2.24 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 7, 2021, the Issuer completed an offering of its 13% Senior Secured Convertible Notes due December 7, 2026 (the "Notes"). The Notes are convertible at any time at the option of the holder into shares of the Issuer's common stock. The foregoing description of the Notes does not purport to be complete and is subject to and qualified in its entirety by reference to the Form of Convertible Note included as Exhibit 4.2 and the indenture included as Exhibit 4.1 in the Issuer's Current Report on Form 8-K filed on December 9, 2021, which is incorporated by reference.

Remarks:

Exhibit 24 - Power of Attorney