David C. Kuo - Oct 22, 2021 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
General Counsel and Secretary
Signature
/s/ David C. Kuo
Stock symbol
AAOI
Transactions as of
Oct 22, 2021
Transactions value $
$0
Form type
4
Date filed
10/26/2021, 04:02 PM
Previous filing
Jul 26, 2021
Next filing
Jan 26, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $0 -302 -0.31% $0.00 98K Oct 22, 2021 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $0 -202 -0.21% $0.00 97.7K Oct 22, 2021 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $0 -905 -0.93% $0.00 96.8K Oct 22, 2021 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $0 -596 -0.62% $0.00 96.2K Oct 22, 2021 Direct F4
transaction AAOI Common Stock, $.001 par value Tax liability $0 -880 -0.91% $0.00 95.4K Oct 22, 2021 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 6, 2018.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 12, 2019.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F5 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.