Adrian James - Oct 5, 2021 Form 3 Insider Report for Volcon, Inc. (VLCN)

Role
Director, 10%+ Owner
Signature
/s/ Adrian James
Stock symbol
VLCN
Transactions as of
Oct 5, 2021
Transactions value $
$0
Form type
3
Date filed
10/5/2021, 09:30 PM
Next filing
Oct 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VLCN Common Stock 750K Oct 5, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VLCN Warrant (right to buy) Oct 5, 2021 Common Stock 6.25M $0.98 Held by Highbridge Consultants, LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The warrant is held by Highbridge Consultants, LLC. Mr. Adrian James is the sole manager of Highbridge Consultants, LLC and has voting and dispositive power over the securities.