Surojit Chatterjee - Nov 2, 2021 Form 4 Insider Report for Coinbase Global, Inc. (COIN)

Signature
/s/ Surojit Chatterjee, by Jolie Yang, Attorney-in-Fact
Stock symbol
COIN
Transactions as of
Nov 2, 2021
Transactions value $
-$12,750,347
Form type
4
Date filed
11/4/2021, 06:53 PM
Previous filing
Oct 22, 2021
Next filing
Nov 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COIN Class A Common Stock Options Exercise $748K +40K +47619.05% $18.71* 40.1K Nov 2, 2021 Direct F1, F2
transaction COIN Class A Common Stock Sale -$1.01M -3.03K -7.55% $333.24 37.1K Nov 2, 2021 Direct F1, F3
transaction COIN Class A Common Stock Sale -$888K -2.66K -7.16% $334.32 34.4K Nov 2, 2021 Direct F1, F4
transaction COIN Class A Common Stock Sale -$1.41M -4.22K -12.27% $335.21 30.2K Nov 2, 2021 Direct F1, F5
transaction COIN Class A Common Stock Sale -$2.86M -8.49K -28.14% $336.48 21.7K Nov 2, 2021 Direct F1, F6
transaction COIN Class A Common Stock Sale -$2.18M -6.45K -29.74% $337.45 15.2K Nov 2, 2021 Direct F1, F7
transaction COIN Class A Common Stock Sale -$1.21M -3.59K -23.54% $338.43 11.7K Nov 2, 2021 Direct F1, F8
transaction COIN Class A Common Stock Sale -$1.77M -5.21K -44.68% $339.55 6.45K Nov 2, 2021 Direct F1, F9
transaction COIN Class A Common Stock Sale -$1.12M -3.3K -51.21% $340.44 3.15K Nov 2, 2021 Direct F1, F10
transaction COIN Class A Common Stock Sale -$602K -1.76K -55.99% $341.57 1.38K Nov 2, 2021 Direct F1, F11
transaction COIN Class A Common Stock Sale -$137K -400 -28.9% $342.48 984 Nov 2, 2021 Direct F1, F12
transaction COIN Class A Common Stock Sale -$241K -700 -71.14% $343.97 284 Nov 2, 2021 Direct F1, F13
transaction COIN Class A Common Stock Sale -$68.9K -200 -70.42% $344.63 84 Nov 2, 2021 Direct F1, F14
holding COIN Class A Common Stock 5.34K Nov 2, 2021 By The Chatterjee Family Revocable Trust F15

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COIN Employee Stock Option (right to buy) Options Exercise $0 -40K -2.25% $0.00 1.74M Nov 2, 2021 Class A Common Stock 40K $18.71 Direct F1, F16
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 1, 2021, during an open trading window.
F2 Includes 84 shares acquired on October 29, 2021, pursuant to the Issuer's 2021 Employee Stock Purchase Plan.
F3 Represents the weighted average sale price. The lowest price at which shares were sold was $332.73 and the highest price at which shares were sold was $333.61. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (3) to (14) to this Form 4.
F4 Represents the weighted average sale price. The lowest price at which shares were sold was $333.77 and the highest price at which shares were sold was $334.75.
F5 Represents the weighted average sale price. The lowest price at which shares were sold was $334.905 and the highest price at which shares were sold was $335.88.
F6 Represents the weighted average sale price. The lowest price at which shares were sold was $335.97 and the highest price at which shares were sold was $336.96.
F7 Represents the weighted average sale price. The lowest price at which shares were sold was $336.97 and the highest price at which shares were sold was $337.96.
F8 Represents the weighted average sale price. The lowest price at which shares were sold was $337.98 and the highest price at which shares were sold was $338.97.
F9 Represents the weighted average sale price. The lowest price at which shares were sold was $339.05 and the highest price at which shares were sold was $339.99.
F10 Represents the weighted average sale price. The lowest price at which shares were sold was $340.07 and the highest price at which shares were sold was $340.91.
F11 Represents the weighted average sale price. The lowest price at which shares were sold was $341.11 and the highest price at which shares were sold was $341.89.
F12 Represents the weighted average sale price. The lowest price at which shares were sold was $342.11 and the highest price at which shares were sold was $342.92.
F13 Represents the weighted average sale price. The lowest price at which shares were sold was $343.55 and the highest price at which shares were sold was $344.40.
F14 Represents the weighted average sale price. The lowest price at which shares were sold was $344.59 and the highest price at which shares were sold was $344.67.
F15 These shares are held of record by The Chatterjee Family Revocable Trust, of which the Reporting Person and the Reporting Person's spouse are co-trustees. The Reporting Person disclaims beneficial ownership of the shares owned by The Chatterjee Family Revocable Trust, except to the extent of his pecuniary interest therein, if any.
F16 The total number of shares subject to the option is 2,002,036, of which 5,344 options have been exercised. The option vested with respect to 1/4th of the total shares underlying the option on February 3, 2021, and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on February 3, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.