VIKRANT BHATIA - 22 Feb 2022 Form 4 Insider Report for Forterra, Inc.

Role
Pres, Water Pipe & Products
Signature
/s/ Lori M. Browne, attorney-in-fact for Vikrant Bhatia
Issuer symbol
N/A
Transactions as of
22 Feb 2022
Net transactions value
-$303,892
Form type
4
Filing time
15 Mar 2022, 18:48:54 UTC
Previous filing
14 Jan 2022
Next filing
18 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRTA Common Stock Options Exercise $0 +8,798 +3.6% $0.000000 254,869 22 Feb 2022 Direct
transaction FRTA Common Stock Tax liability $54,112 -2,289 -0.9% $23.64 252,580 22 Feb 2022 Direct F1
transaction FRTA Common Stock Options Exercise $0 +8,688 +3.4% $0.000000 261,268 13 Mar 2022 Direct
transaction FRTA Common Stock Tax liability $80,620 -3,419 -1.3% $23.58 257,849 13 Mar 2022 Direct F2
transaction FRTA Common Stock Options Exercise $0 +18,254 +7.1% $0.000000 276,103 14 Mar 2022 Direct
transaction FRTA Common Stock Tax liability $169,160 -7,183 -2.6% $23.55 268,920 14 Mar 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FRTA Restricted Stock Unit Options Exercise $0 -8,798 -33% $0.000000 17,598 22 Feb 2022 Common Stock 8,798 Direct F4, F5
transaction FRTA Restricted Stock Unit Options Exercise $0 -8,688 -50% $0.000000 8,688 13 Mar 2022 Common Stock 8,688 Direct F4, F6
transaction FRTA Restricted Stock Unit Options Exercise $0 -18,254 -100% $0.000000* 0 14 Mar 2022 Common Stock 18,254 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld on vesting of restricted stock units to cover applicable withholding taxes, with the number of shares withheld based on the February 22, 2022 closing price.
F2 Shares withheld on vesting of restricted stock units to cover applicable withholding taxes, with the number of shares withheld based on the March 11, 2022 closing price.
F3 Shares withheld on vesting of restricted stock units to cover applicable withholding taxes, with the number of shares withheld based on the March 14, 2022 closing price.
F4 Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F5 Represents vesting of one-third of restricted stock units granted February 22, 2021.
F6 Represents vesting of one-third of restricted stock units granted March 13, 2020.
F7 Represents vesting of one-third of restricted stock units granted March 14, 2019.