Charles Rodney Brown - Jan 12, 2022 Form 4 Insider Report for Forterra, Inc. (FRTA)

Signature
/s/ Lori M. Browne, attorney-in-fact for Charles Rodney Brown
Stock symbol
FRTA
Transactions as of
Jan 12, 2022
Transactions value $
$0
Form type
4
Date filed
1/14/2022, 03:15 PM
Next filing
Mar 15, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FRTA Restricted Stock Unit Award $0 +51.7K $0.00 51.7K Jan 12, 2022 Common Stock 51.7K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each performance-based restricted stock unit (PSU) represents the right to receive, at settlement, one share of Forterra, Inc. common stock.
F2 Reflects PSUs for which the Issuer has certified performance in connection with the pending transaction under that certain Agreement and Plan of Merger dated February 19, 2021 among Quikrete Holdings, Incl, Jordan Merger Sub, Inc. and the Issuer. Such PSUs remain subject to time-based vesting requirements.