Vikrant Bhatia - Dec 27, 2021 Form 4 Insider Report for Forterra, Inc. (FRTA)

Role
Pres, Water Pipe & Products
Signature
/s/ Lori M. Browne, attorney-in-fact for Vikrant Bhatia
Stock symbol
FRTA
Transactions as of
Dec 27, 2021
Transactions value $
$732,269
Form type
4
Date filed
12/29/2021, 03:56 PM
Next filing
Jan 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRTA Common Stock Options Exercise $344K +81.2K +72.77% $4.24* 193K Dec 27, 2021 Direct
transaction FRTA Common Stock Options Exercise $388K +53.2K +27.58% $7.29 246K Dec 27, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FRTA Stock Option (Right to Buy) Options Exercise $0 -81.2K -66.67% $0.00 40.6K Dec 27, 2021 Common Stock 81.2K $4.24 Direct F1
transaction FRTA Stock Option (Right to Buy) Options Exercise $0 -53.2K -48.77% $0.00 55.9K Dec 27, 2021 Common Stock 53.2K $7.29 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of stock options vesting in equal 1/3 installments March 14 of 2020, 2021 and 2022.
F2 Grant of stock options vesting in equal annual installments on March 1 of each of the years 2019 through 2021.