Clinton D. McDonnough - May 12, 2021 Form 4 Insider Report for Forterra, Inc. (FRTA)

Role
Director
Signature
/s/ Lori M. Browne, attorney-in-fact for Clint McDonnough
Stock symbol
FRTA
Transactions as of
May 12, 2021
Transactions value $
$0
Form type
4
Date filed
5/14/2021, 04:34 PM
Next filing
Aug 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRTA Common Stock Options Exercise $0 +12K +20.11% $0.00 71.6K May 12, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FRTA Restricted Stock Unit Options Exercise $0 -12K -100% $0.00* 0 May 12, 2021 Common Stock 12K Direct F1, F2, F3
transaction FRTA Restricted Stock Unit Award $0 +4.28K $0.00 4.28K May 12, 2021 Common Stock 4.28K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F2 These restricted stock units vested on May 12, 2021, the date of the Company's 2021 Annual Meeting of Stockholders.
F3 Granted as compensation for services.
F4 These restricted stock units vest on the date of the Company's 2022 Annual Meeting of Stockholders.