Jacques Sarrazin - 12 May 2021 Form 4 Insider Report for Forterra, Inc.

Role
Director
Signature
/s/ Lori M. Browne, attorney-in-fact for Jacques Sarrazin
Issuer symbol
N/A
Transactions as of
12 May 2021
Net transactions value
$0
Form type
4
Filing time
14 May 2021, 16:33:44 UTC
Next filing
18 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRTA Common Stock Options Exercise $0 +11,990 +73% $0.000000 28,329 12 May 2021 Direct
transaction FRTA Common Stock Tax liability $0 -3,597 -13% $0.000000 24,732 12 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FRTA Restricted Stock Unit Options Exercise $0 -11,990 -100% $0.000000* 0 12 May 2021 Common Stock 11,990 Direct F1, F2, F3
transaction FRTA Restricted Stock Unit Award $0 +4,284 $0.000000 4,284 12 May 2021 Common Stock 4,284 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F2 These restricted stock units vested on May 12, 2021, the date of the Company's 2021 Annual Meeting of Stockholders.
F3 Granted as compensation for services.
F4 These restricted stock units vest on the date of the Company's 2022 Annual Meeting of Stockholders.