John R. McPherson - 12 May 2021 Form 4 Insider Report for Forterra, Inc.

Role: Director
Signature: /s/ Lori M. Browne, attorney-in-fact for John McPherson
Issuer symbol: N/A
Transactions as of: 12 May 2021
Net transactions value: $0
Form type: 4
Filing time: 14 May 2021, 16:32:06 UTC
Previous filing: 14 May 2021
Next filing: 16 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FRTA	Common Stock	Options Exercise	$0	+11,990	+20%	$0.000000	73,068	12 May 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	FRTA	Restricted Stock Unit	Options Exercise	$0	-11,990	-100%	$0.000000^*	0	12 May 2021	Common Stock	11,990		Direct	F1, F2, F3
transaction	FRTA	Restricted Stock Unit	Award	$0	+6,855		$0.000000	6,855	12 May 2021	Common Stock	6,855		Direct	F1, F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
F2	These restricted stock units vested on May 12, 2021, the date of the Company's 2021 Annual Meeting of Stockholders.
F3	Granted as compensation for services.
F4	These restricted stock units vest on the date of the Company's 2022 Annual Meeting of Stockholders.