Mark A. Shaffer - 01 Jan 2026 Form 4 Insider Report for LIQUIDITY SERVICES INC (LQDT)

Role
VP, Gen. Counsel & Secretary
Signature
/s/ Mark A. Shaffer
Issuer symbol
LQDT
Transactions as of
01 Jan 2026
Net transactions value
$0
Form type
4
Filing time
05 Jan 2026, 16:02:07 UTC
Previous filing
03 Dec 2025
Next filing
17 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Shaffer Mark A VP, Gen. Counsel & Secretary C/O LIQUIDITY SERVICES, INC., 6931 ARLINGTON ROAD, SUTIE 460, BETHESDA /s/ Mark A. Shaffer 05 Jan 2026 0001677053

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LQDT Common Stock Options Exercise $0 +1,429 +2.7% $0.000000 54,733 01 Jan 2026 By The Mark A. Shaffer Revocable Trust F13
transaction LQDT Common Stock Options Exercise $0 +2,123 +3.9% $0.000000 56,856 01 Jan 2026 By The Mark A. Shaffer Revocable Trust F14
transaction LQDT Common Stock Options Exercise $0 +2,398 +4.2% $0.000000 59,254 01 Jan 2026 By The Mark A. Shaffer Revocable Trust F15
transaction LQDT Common Stock Options Exercise $0 +2,074 +3.5% $0.000000 61,328 01 Jan 2026 By The Mark A. Shaffer Revocable Trust F16

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LQDT Restricted Stock Unit Grant Options Exercise $0 -2,180 -100% $0.000000 0 01 Jan 2026 Common Stock 2,180 Direct F2, F8
transaction LQDT Restricted Stock Unit Grant Options Exercise $0 -3,238 -50% $0.000000 3,237 01 Jan 2026 Common Stock 6,475 Direct F2, F17
transaction LQDT Restrited Stock Unit Grant Options Exercise $0 -3,657 -33% $0.000000 7,315 01 Jan 2026 Common Stock 10,972 Direct F2, F9
transaction LQDT Restricted Stock Unit Grant Options Exercise $0 -3,163 -25% $0.000000 9,487 01 Jan 2026 Common Stock 12,650 Direct F2, F6
holding LQDT Stock Option Grant 322 01 Jan 2026 Common Stock 322 $22.20 Direct F1
holding LQDT Stock Option Grant 3,035 01 Jan 2026 Common Stock 3,035 $14.00 Direct F4
holding LQDT Stock Option Grant 8,622 01 Jan 2026 Common Stock 8,622 $17.31 Direct F5
holding LQDT Stock Option Grant 10,700 01 Jan 2026 Common Stock 10,700 $21.62 Direct F7
holding LQDT Stock Option Grant 13,750 01 Jan 2026 Common Stock 13,750 $23.52 Direct F11
holding LQDT Stock Option Grant 4,644 01 Jan 2026 Common Stock 4,644 $22.20 Direct F3
holding LQDT Stock Option Grant 4,162 01 Jan 2026 Common Stock 4,162 $14.00 Direct F3
holding LQDT Stock Option Grant 11,825 01 Jan 2026 Common Stock 11,825 $17.31 Direct F3
holding LQDT Stock Option Grant 10,700 01 Jan 2026 Common Stock 10,700 $21.62 Direct F3
holding LQDT Stock Option Grant 13,750 01 Jan 2026 Common Stock 13,750 $23.52 Direct F3
holding LQDT Restricted Stock Unit Grant 5,232 01 Jan 2026 Common Stock 5,232 Direct F2, F10
holding LQDT Restricted Stock Unit Grant 5,180 01 Jan 2026 Common Stock 5,180 Direct F2, F10
holding LQDT Restricted Stock Unit Grant 7,315 01 Jan 2026 Common Stock 7,315 Direct F2, F10
holding LQDT Restricted Stock Unit Grant 12,650 01 Jan 2026 Common Stock 12,650 Direct F2, F10
holding LQDT Restricted Stock Unit Grant 14,250 01 Jan 2026 Common Stock 14,250 Direct F2, F10
holding LQDT Restricted Stock Unit Grant 14,250 01 Jan 2026 Common Stock 14,250 Direct F2, F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options became fully vested on January 1, 2026.
F2 Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F3 These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F4 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F5 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F6 Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
F7 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F8 Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026
F9 Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
F10 These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
F11 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F12 Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
F13 Represents the net issuance of 1,429 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 751 shares.
F14 Represents the net issuance of 2,123 shares from the vesting of 3,238 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,115 shares.
F15 Represents the net issuance of 2,398 shares from the vesting of 3,657 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,259 shares.
F16 Represents the net issuance of 2,074 shares from the vesting of 3,163 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,089 shares.
F17 Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.