Roderick Wendt - Dec 13, 2021 Form 4 Insider Report for JELD-WEN Holding, Inc. (JELD)

Role
Director, Vice Chairman
Signature
/s/ Tim Craven, Attorney-in-Fact for Roderick Wendt
Stock symbol
JELD
Transactions as of
Dec 13, 2021
Transactions value $
-$529,263
Form type
4
Date filed
12/15/2021, 03:36 PM
Previous filing
Nov 9, 2021
Next filing
Apr 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JELD Common Stock Options Exercise $1.24M +99.2K +2.92% $12.47 3.49M Dec 13, 2021 See footnotes F1, F2
transaction JELD Common Stock Options Exercise $925K +42.5K +1.22% $21.77 3.54M Dec 13, 2021 See footnotes F1, F2
transaction JELD Common Stock Sale -$2.69M -106K -3.01% $25.29 3.43M Dec 13, 2021 See footnotes F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JELD Common Stock Option (Right to Buy) Options Exercise $0 -99.2K -100% $0.00* 0 Dec 13, 2021 Common Stock 99.2K $12.47 Direct F4
transaction JELD Common Stock Option (Right to Buy) Options Exercise $0 -42.5K -100% $0.00* 0 Dec 13, 2021 Common Stock 42.5K $21.77 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 22,352 shares of common stock held through the Company's ESOP; (ii) 8,767 shares of common stock held through the Company's KSOP; (iii) 253,121 shares of common stock held through the Wendt Family Foundation; (iv) 2,806,485 shares of common stock held through The Richard Lester Wendt Revocable Living Trust; (v) 339,559 shares of common stock held through the RC Wendt Revocable Trust; and (vi) 26,400 shares of common stock held through the Roderick Wendt GST Trust. The reporting person is one of nine trustees of the Wendt Family Foundation. The reporting person is one of three trustees, each of whom are members of the reporting person's immediate family, of The Richard Lester Wendt Revocable Living Trust. The reporting person is the sole trustee of the RC Wendt Revocable Trust and the Roderick Wendt GST Trust.
F2 The reporting person has or shares voting and investment control of shares held by the Wendt Family Foundation, The Richard Lester Wendt Revocable Living Trust, the RC Wendt Revocable Trust and the Roderick Wendt GST Trust, and therefore may be deemed to have beneficial ownership of such shares. The reporting person is also the beneficiary of the RC Wendt Revocable Trust. The reporting person, as trustee and beneficiary of the RC Wendt Revocable Trust, has pledged 220,000 shares of common stock in the name of People's Bank to secure a loan obligation.
F3 Sale of common stock to cover option exercise price and related taxes pursuant to a Rule 10b5-1 plan entered into on November 12, 2021.
F4 This option is fully vested.