Erin N. Kane - Feb 28, 2022 Form 4 Insider Report for AdvanSix Inc. (ASIX)

Role
Chief Executive Officer, Director
Signature
/s/ Achilles B. Kintiroglou for Erin N. Kane
Stock symbol
ASIX
Transactions as of
Feb 28, 2022
Transactions value $
-$1,151,597
Form type
4
Date filed
3/2/2022, 04:20 PM
Previous filing
Jan 4, 2022
Next filing
Apr 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASIX Common Stock, par value $0.01 Award $0 +37.7K +10.99% $0.00 381K Feb 28, 2022 Direct F1
transaction ASIX Common Stock, par value $0.01 Tax liability -$1.15M -29.4K -7.72% $39.15 351K Feb 28, 2022 Direct F2
transaction ASIX Common Stock, par value $0.01 Award $0 +20.4K +5.81% $0.00 372K Feb 28, 2022 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASIX Stock Option (right to buy) Award $0 +57.1K $0.00 57.1K Feb 28, 2022 Common Stock, par value $0.01 57.1K $39.15 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock acquired upon vesting of performance stock units ("PSUs") granted on February 27, 2019.
F2 Shares withheld to satisfy tax withholding obligations related to (i) vesting of the PSUs and (ii) restricted stock units that vested on February 28, 2022.
F3 Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which will vest in full on February 28, 2025.
F4 Includes 50 shares representing shares credited as dividend equivalents in connection with unvested restricted stock units under the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which were acquired in a transaction exempt from reporting under Rule 16a-11.
F5 Grant of stock options pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which are scheduled to vest in three equal annual installments on the first three anniversaries of the grant date.