David J. Mueller - 25 Jun 2024 Form 4 Insider Report for SmartStop Self Storage REIT, Inc. (SMA)

Role
Director
Signature
/s/ David J. Mueller
Issuer symbol
SMA
Transactions as of
25 Jun 2024
Net transactions value
$0
Form type
4
Filing time
27 Jun 2024, 09:47:17 UTC
Previous filing
23 Jun 2023
Next filing
03 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMA Class A Common Stock 28,763 25 Jun 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMA Long-Term Incentive Plan Units Award $0 +5,905 +50% $0.000000 17,681 25 Jun 2024 Class A Common Stock 5,905 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 28,763 shares of restricted stock previously reported as being owned by the Reporting Person.
F2 Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Under certain circumstances, vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares.
F3 The Reporting Person was awarded 5,905 LTIP Units upon his reelection to the board of directors, which LTIP Units vest one year from such reelection.