Philip Politziner - May 26, 2021 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
Director
Signature
/s/ Tod A. Nestor as Attorney-in-Fact
Stock symbol
EFOI
Transactions as of
May 26, 2021
Transactions value $
$0
Form type
4
Date filed
5/27/2021, 06:48 AM
Next filing
Aug 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFOI Common Stock Options Exercise $0 +10K +74.63% $0.00 23.4K May 26, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFOI Restricted Stock Units Options Exercise $0 -10K -100% $0.00* 0 May 26, 2021 Common Stock 10K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into Common Stock on a one-for-one basis.
F2 On February 19, 2021, the reporting person was granted 10,000 restricted stock units that vested on May 26, 2021, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.