Philip Politziner - 26 May 2021 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
Director
Signature
/s/ Tod A. Nestor as Attorney-in-Fact
Issuer symbol
EFOI
Transactions as of
26 May 2021
Net transactions value
$0
Form type
4
Filing time
27 May 2021, 06:48:28 UTC
Next filing
27 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EFOI Common Stock Options Exercise $0 +10,000 +75% $0.000000 23,400 26 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFOI Restricted Stock Units Options Exercise $0 -10,000 -100% $0.000000* 0 26 May 2021 Common Stock 10,000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into Common Stock on a one-for-one basis.
F2 On February 19, 2021, the reporting person was granted 10,000 restricted stock units that vested on May 26, 2021, the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.