| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | WHLRD | Series D Cummulative Preferred | Other | $4.35M | +170K | +101.62% | $25.56 | 338K | Dec 12, 2024 | See Footnote | F1, F2, F6 |
| transaction | WHLRD | Series D Cummulative Preferred | Other | -$4.35M | -170K | -100% | $25.56 | 0 | Dec 12, 2024 | See Footnote | F1, F3, F6 |
| transaction | WHLRD | Series D Cummulative Preferred | Purchase | $805K | +32.1K | +9.49% | $25.11 | 370K | Dec 12, 2024 | See Footnote | F1, F2, F4, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Andrew Hahn and Russell Douglas are the Managing Members of Ursa Fund Management LLC, who is the General Partner of Ursa Fund Partners LP, and the Investment Manager of Investment Opportunities 14 Segregated Portfolio (the "Funds"). The Funds acquired and disposed the shares as specified in Table I (Ursa Fund Partners LP acquired 202,387 shares and owns 370,000 shares following the transactions). As General Partner and Investment Manager of the Funds, Ursa Fund Management LLC, and Andrew Hahn and Russell Douglas as Managing Members of Ursa Fund Management LLC, each possess the power to vote and dispose or direct the disposition of the shares acquired by the Funds. |
| F2 | These shares are held by Ursa Fund Partners LP. |
| F3 | These shares are held by Investment Opportunities 14 Segregated Portfolio. |
| F4 | This is the weighted average purchase price. The shares were purchased at prices ranging from $24.65 to $25.5 per share. |
| F5 | The reporting parties will provide full information regarding the number of share purchased or sold at each separate price upon request by the US Securities and Exchange Commission staff, the issuer, or a security holder of the issuer. |
| F6 | Ursa Fund Management LLC is the adviser to two clients, Ursa Fund Partners LP and Investment Opportunties 14 SPC. The footnoted transaction was a permitted cross-trade between the two clients. |
After this filing, Investment Opportunities 14 Segregated Portfolio is no longer subject to Section 16 reporting.