| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CDLX | Common Stock | +Options Exercise | +39,375 | +16.76% | 274,334 | Dec 9, 2021 | Direct | F1 | ||
| transaction | CDLX | Common Stock | -Sell | -$419,926 | -6,211 | -2.26% | $67.61 | 268,123 | Dec 10, 2021 | Direct | F2, F3 |
| transaction | CDLX | Common Stock | -Sell | -$730,673 | -10,645 | -3.97% | $68.64 | 257,478 | Dec 10, 2021 | Direct | F2, F4 |
| transaction | CDLX | Common Stock | -Sell | -$100,543 | -1,450 | -0.56% | $69.34 | 256,028 | Dec 10, 2021 | Direct | F2, F5 |
| holding | CDLX | Common Stock | 55,112 | Dec 9, 2021 | See Footnote | F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CDLX | Performance Stock Unit | +Grant/Award | $0 | +78,750 | $0.00 | 78,750 | Dec 9, 2021 | Common Stock | 78,750 | Direct | F1, F7 | ||
| transaction | CDLX | Performance Stock Unit | -Options Exercise | $0 | -39,375 | -50% | $0.00 | 39,375 | Dec 9, 2021 | Common Stock | 39,375 | Direct | F1, F7 |
| Id | Content |
|---|---|
| F1 | Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| F2 | Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on December 9, 2021. |
| F3 | The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $67.10 to $68.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4. |
| F4 | The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $68.10 to $69.07, inclusive. |
| F5 | The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $69.10 to $69.56, inclusive. |
| F6 | The reportable securities are held by the 2013 Scott Grimes GRAT UAD. |
| F7 | On December 9, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum growth rate in adjusted contribution was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted contribution growth target ("adjusted contribution growth tranche"). Fifty percent (50%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU will vest 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU will vest 12 months after the Certification, subject to continued service to the Issuer. |