Lynne Laube - Jun 3, 2021 Form 4 Insider Report for Cardlytics, Inc. (CDLX)

Role
Chief Executive Officer, Director
Signature
/s/ Kirk Somers, Attorney-in-Fact
Stock symbol
CDLX
Transactions as of
Jun 3, 2021
Transactions value $
-$660,728
Form type
4
Date filed
6/7/2021, 05:38 PM
Previous filing
May 11, 2021
Next filing
Jul 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDLX Common Stock Options Exercise $45.1K +5.42K +1.76% $8.32 314K Jun 3, 2021 Direct F1, F2
transaction CDLX Common Stock Options Exercise $19.8K +990 +0.32% $20.00 315K Jun 3, 2021 Direct F1
transaction CDLX Common Stock Sale -$485K -4.78K -1.52% $101.52* 310K Jun 3, 2021 Direct F1, F3
transaction CDLX Common Stock Sale -$158K -1.54K -0.5% $102.65* 308K Jun 3, 2021 Direct F1, F4
transaction CDLX Common Stock Sale -$10.3K -100 -0.03% $103.16* 308K Jun 3, 2021 Direct F1
transaction CDLX Common Stock Options Exercise $18K +900 +0.29% $20.00 309K Jun 4, 2021 Direct F1
transaction CDLX Common Stock Sale -$90.6K -900 -0.29% $100.67* 308K Jun 4, 2021 Direct F1, F5
holding CDLX Common Stock 14.6K Jun 3, 2021 See Footnote F6
holding CDLX Common Stock 14.6K Jun 3, 2021 See Footnote F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDLX Employee Stock Option (Right to Buy) Options Exercise $0 -5.42K -100% $0.00* 0 Jun 3, 2021 Common Stock 5.42K $8.32 Direct F1, F8
transaction CDLX Employee Stock Option (Right to Buy) Options Exercise $0 -990 -2.01% $0.00 48.3K Jun 3, 2021 Common Stock 990 $20.00 Direct F1, F8
transaction CDLX Employee Stock Option (Right to Buy) Options Exercise $0 -900 -1.86% $0.00 47.4K Jun 4, 2021 Common Stock 900 $20.00 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.
F2 Includes 218 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.
F3 The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $101.11 to $102.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.
F4 The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $102.12 to $103.02, inclusive.
F5 The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $100.25 to $101.02, inclusive.
F6 The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright.
F7 The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright.
F8 Fully vested.