Lynne Marie Laube - 03 Jun 2021 Form 4 Insider Report for Cardlytics, Inc. (CDLX)

Role
Chief Executive Officer, Director
Signature
/s/ Kirk Somers, Attorney-in-Fact
Issuer symbol
CDLX
Transactions as of
03 Jun 2021
Net transactions value
-$660,728
Form type
4
Filing time
07 Jun 2021, 17:38:18 UTC
Previous filing
11 May 2021
Next filing
16 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDLX Common Stock Options Exercise $45,128 +5,424 +1.8% $8.32 313,756 03 Jun 2021 Direct F1, F2
transaction CDLX Common Stock Options Exercise $19,800 +990 +0.32% $20.00 314,746 03 Jun 2021 Direct F1
transaction CDLX Common Stock Sale $484,758 -4,775 -1.5% $101.52* 309,971 03 Jun 2021 Direct F1, F3
transaction CDLX Common Stock Sale $157,978 -1,539 -0.5% $102.65* 308,432 03 Jun 2021 Direct F1, F4
transaction CDLX Common Stock Sale $10,316 -100 -0.03% $103.16* 308,332 03 Jun 2021 Direct F1
transaction CDLX Common Stock Options Exercise $18,000 +900 +0.29% $20.00 309,232 04 Jun 2021 Direct F1
transaction CDLX Common Stock Sale $90,603 -900 -0.29% $100.67* 308,332 04 Jun 2021 Direct F1, F5
holding CDLX Common Stock 14,565 03 Jun 2021 See Footnote F6
holding CDLX Common Stock 14,565 03 Jun 2021 See Footnote F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CDLX Employee Stock Option (Right to Buy) Options Exercise $0 -5,424 -100% $0.000000* 0 03 Jun 2021 Common Stock 5,424 $8.32 Direct F1, F8
transaction CDLX Employee Stock Option (Right to Buy) Options Exercise $0 -990 -2% $0.000000 48,301 03 Jun 2021 Common Stock 990 $20.00 Direct F1, F8
transaction CDLX Employee Stock Option (Right to Buy) Options Exercise $0 -900 -1.9% $0.000000 47,401 04 Jun 2021 Common Stock 900 $20.00 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.
F2 Includes 218 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.
F3 The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $101.11 to $102.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.
F4 The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $102.12 to $103.02, inclusive.
F5 The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $100.25 to $101.02, inclusive.
F6 The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright.
F7 The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright.
F8 Fully vested.