Shrikrishna Venkataraman - 14 Oct 2022 Form 4 Insider Report for KnowBe4, Inc.

Role
Director
Signature
/s/ Kristen Wiggins, as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
14 Oct 2022
Net transactions value
-$268,914
Form type
4
Filing time
18 Oct 2022, 21:33:38 UTC
Previous filing
21 Sep 2022
Next filing
25 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KNBE Class A Common Stock Conversion of derivative security $0 +12,800 +3.4% $0.000000 389,987 14 Oct 2022 Direct F1, F2
transaction KNBE Class A Common Stock Sale $313,600 -12,800 -3.3% $24.50 377,187 14 Oct 2022 Direct F2, F3
transaction KNBE Class A Common Stock Conversion of derivative security $0 +350 +0.09% $0.000000 377,537 18 Oct 2022 Direct F1, F2
transaction KNBE Class A Common Stock Sale $8,575 -350 -0.09% $24.50 377,187 18 Oct 2022 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KNBE Stock Option (right to buy) Options Exercise $0 -2,600 -0.4% $0.000000 651,200 14 Oct 2022 Class B Common Stock 2,600 $1.02 Direct F4
transaction KNBE Class B Common Stock Options Exercise $2,652 +2,600 $1.02* 2,600 14 Oct 2022 Class A Common Stock 2,600 $0.000000 Direct F1
transaction KNBE Stock Option (right to buy) Options Exercise $0 -2,600 -1% $0.000000 251,440 14 Oct 2022 Class B Common Stock 2,600 $3.42 Direct F5
transaction KNBE Class B Common Stock Options Exercise $8,892 +2,600 +100% $3.42* 5,200 14 Oct 2022 Class A Common Stock 2,600 $0.000000 Direct F1
transaction KNBE Stock Option (right to buy) Options Exercise $0 -2,600 -0.75% $0.000000 345,760 14 Oct 2022 Class B Common Stock 2,600 $4.97 Direct F6
transaction KNBE Class B Common Stock Options Exercise $12,922 +2,600 +50% $4.97* 7,800 14 Oct 2022 Class A Common Stock 2,600 $0.000000 Direct F1
transaction KNBE Stock Option (right to buy) Options Exercise $0 -5,000 -2% $0.000000 249,040 14 Oct 2022 Class B Common Stock 5,000 $5.60 Direct F7
transaction KNBE Class B Common Stock Options Exercise $28,000 +5,000 +64% $5.60* 12,800 14 Oct 2022 Class A Common Stock 5,000 $0.000000 Direct F1
transaction KNBE Class B Common Stock Conversion of derivative security $0 -12,800 -100% $0.000000* 0 14 Oct 2022 Class A Common Stock 12,800 $0.000000 Direct F1
transaction KNBE Stock Option (right to buy) Options Exercise $0 -200 -0.03% $0.000000 651,000 18 Oct 2022 Class B Common Stock 200 $1.02 Direct F4
transaction KNBE Class B Common Stock Options Exercise $204 +200 $1.02* 200 18 Oct 2022 Class A Common Stock 200 $0.000000 Direct F1
transaction KNBE Stock Option (right to buy) Options Exercise $0 -100 -0.04% $0.000000 251,340 18 Oct 2022 Class B Common Stock 100 $3.42 Direct F5
transaction KNBE Class B Common Stock Options Exercise $342 +100 +50% $3.42* 300 18 Oct 2022 Class A Common Stock 100 $0.000000 Direct F1
transaction KNBE Stock Option (right to buy) Options Exercise $0 -50 -0.01% $0.000000 345,710 18 Oct 2022 Class B Common Stock 50 $4.97 Direct F6
transaction KNBE Class B Common Stock Options Exercise $248 +50 +17% $4.97* 350 18 Oct 2022 Class A Common Stock 50 $0.000000 Direct F1
transaction KNBE Class B Common Stock Conversion of derivative security $0 -350 -100% $0.000000* 0 18 Oct 2022 Class A Common Stock 350 $0.000000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of the Issuer's Class B Common Stock, par value $0.00001 per share (the "Class B Common Stock") is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock, par value $0.00001 per share (the "Class A Common Stock"). Additionally, each share of Class B Common Stock will, subject to certain conditions and exceptions, convert automatically into one share of Class A Common Stock upon any transfer.
F2 Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F3 The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on May 28, 2021 and subsequently modified on June 1, 2022.
F4 Option granted under the the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on April 5, 2019, and, thereafter, the remaining number of shares subject to the option vested in equal monthly installments over the following thirty-six (36) months.
F5 Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on August 28, 2020, and, thereafter, remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months.
F6 Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option vested on February 26, 2021, and, thereafter, the remaining number of shares subject to the option shall in equal monthly installments over following thirty-six (36) months.
F7 Option granted under the Issuer's 2016 Equity Incentive Plan. Twenty-five percent (25%) of the shares subject to the option shall vest on June 1, 2021, and, thereafter, the remaining number of shares subject to the option shall vest in equal monthly installments over the following thirty-six (36) months.