Glen Griffiths - 15 Sep 2021 Form 4 Insider Report for Bloom Energy Corp (BE)

Role
EVP, Services
Signature
/s/ Michael Post, as attorney-in-fact
Issuer symbol
BE
Transactions as of
15 Sep 2021
Net transactions value
-$55,993
Form type
4
Filing time
17 Sep 2021, 20:05:32 UTC
Previous filing
02 Sep 2021
Next filing
01 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BE Class A Common Stock Options Exercise $0 +5,832 +4.2% $0.000000 145,770 15 Sep 2021 Direct
transaction BE Class A Common Stock Sale $55,993 -2,961 -2% $18.91 142,809 16 Sep 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BE Restricted Stock Units Options Exercise $0 -5,832 -12% $0.000000 40,830 15 Sep 2021 Class A Common Stock 5,832 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").
F2 The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.8814 to $18.9183. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3 Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F4 One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years, subject to the Reporting Person's continued service with the Issuer through each vesting date.