Glen Griffiths - Jun 15, 2021 Form 4 Insider Report for Bloom Energy Corp (BE)

Role
EVP, Services
Signature
/s/ Shawn M. Soderberg, as attorney-in-fact
Stock symbol
BE
Transactions as of
Jun 15, 2021
Transactions value $
-$281,442
Form type
4
Date filed
6/17/2021, 07:18 PM
Previous filing
Jun 2, 2021
Next filing
Jul 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BE Class A Common Stock Options Exercise $0 +23.3K +18.69% $0.00 148K Jun 15, 2021 Direct
transaction BE Class A Common Stock Sale -$281K -11.8K -7.95% $23.82 137K Jun 16, 2021 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BE Restricted Stock Units Options Exercise $0 -23.3K -33.34% $0.00 46.7K Jun 15, 2021 Class A Common Stock 23.3K Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $23.55 to $24.23. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3 Includes 508 deferred stock units acquired pursuant to the Issuer's 2021 Deferred Compensation Plan. These deferred stock units were omitted from the Reporting Person's Form 3/A, and also were omitted from one Form 4 filed by the Reporting Person after his Form 3/A was filed.
F4 Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F5 One-third of the RSUs will vest on June 15, 2021, and the remaining will vest in equal quarterly installments thereafter for two years, subject to the Reporting Person's continued service with the Issuer through each vesting date.