Marci Frankenthaler - Jan 29, 2024 Form 4 Insider Report for WisdomTree, Inc. (WT)

Role: Chief Legal Officer
Signature: /s/ Marci Frankenthaler
Stock symbol: WT
Transactions as of: Jan 29, 2024
Transactions value $: $0
Form type: 4
Date filed: 1/31/2024, 04:43 PM
Previous filing: Jan 29, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	WT	Common Stock	Tax liability	$0	-8.19K	-3.27%	$0.00	243K	Jan 29, 2024	Direct	F3, F4
transaction	WT	Common Stock	Options Exercise	$0	+22.7K	+9.96%	$0.00	251K	Jan 29, 2024	Direct	F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	WT	Performance Based Restricted Stock Units	Options Exercise	$0	-22.7K	-100%	$0.00^*	0	Jan 29, 2024	Common Stock	22.7K		Direct	F1, F2, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.
F2	Includes the reinvestment of dividend equivalents into 1,208 PRSUs between the grant date and vesting date.
F3	Includes restricted stock awards vesting as to (i) 62,139 shares on January 25, 2025, (ii) 48,221 shares on January 25, 2026 and (iii) 23,668 shares on January 25, 2027.
F4	Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.
F5	These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.