David M. Yates - Jan 25, 2024 Form 4 Insider Report for WisdomTree, Inc. (WT)

Role: Chief Information Officer
Signature: /s/ Marci Frankenthaler, Attorney-in-Fact
Stock symbol: WT
Transactions as of: Jan 25, 2024
Transactions value $: $0
Form type: 4
Date filed: 1/29/2024, 04:25 PM
Previous filing: Mar 3, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	WT	Common Stock	Tax liability	$0	-17.3K	-10.06%	$0.00	154K	Jan 25, 2024	Direct	F2, F3
transaction	WT	Common Stock	Award	$0	+50.2K	+41.34%	$0.00	172K	Jan 25, 2024	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	WT	Performance Based Restricted Stock Units	Award	$0	+16.7K		$0.00	16.7K	Jan 25, 2024	Common Stock	16.7K		Direct	F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock awarded by Issuer on January 25, 2024 and vesting as to (i) 16,742 shares on each of January 25, 2025 and January 25, 2026 and (ii) 16,743 shares on January 25, 2027.
F2	Includes restricted stock awards vesting as to (i) 50,163 shares on January 25, 2025, (ii) 37,948 shares on January 25, 2026 and (iii) 16,743 shares on January 25, 2027.
F3	Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.
F4	Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.
F5	These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.