Peter M. Ziemba - Aug 16, 2023 Form 4 Insider Report for WisdomTree, Inc. (WT)

Role
Chief Administrative Officer
Signature
/s/ Marci Frankenthaler, Attorney-in-Fact
Stock symbol
WT
Transactions as of
Aug 16, 2023
Transactions value $
-$697,750
Form type
4
Date filed
8/18/2023, 04:09 PM
Previous filing
Jun 7, 2023
Next filing
Jan 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WT Common Stock Sale -$352K -50K -4.82% $7.04 988K Aug 17, 2023 Direct F1, F3
transaction WT Common Stock Sale -$346K -50K -4.6% $6.91 1.04M Aug 16, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes restricted stock awards vesting as to (i) 68,889 shares on January 25, 2024, (ii) 53,805 shares on January 25, 2025 and (iii) 34,040 shares on January 25, 2026.
F2 The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.935, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set fort in footnote (2) of this Form 4.
F3 The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $7.005 to $7.085, inclusive. The reporting person undertakes to provide to WisdomTree, Inc., any security holder of WisdomTree, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set fort in footnote (3) of this Form 4.