| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASPS | Common Stock | Tax liability | $3,173 | -593 | -0.88% | $5.35 | 66,732 | 26 Feb 2023 | Direct | F2 |
| transaction | ASPS | Common Stock | Options Exercise | $0 | +2,000 | +3.1% | $0.000000 | 67,325 | 26 Feb 2023 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASPS | Restricted Share Units | Options Exercise | $0 | -2,000 | -100% | $0.000000* | 0 | 26 Feb 2023 | Common Stock | 2,000 | $0.000000 | Direct | F3, F4 |
| Id | Content |
|---|---|
| F1 | 2,000 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Company's 2009 Equity Incentive Plan, as amended and restated. |
| F2 | Of the 2,000 RSUs vesting into shares reported above, 593 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,407 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 27, 2023 (the next active trading day following the vesting). |
| F3 | Due to an administrative error, this Form 4 was not filed by the requisite deadline, and is being filed now to correct the delinquency. |
| F4 | Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock. |