Key facts
- This page summarizes Michelle D. Esterman's Form 4 filing for ALTISOURCE PORTFOLIO SOLUTIONS S.A. (ASPS).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Oct 2022, 18:32.
Michelle D. Esterman - 01 Oct 2022 Form 4 Insider Report for ALTISOURCE PORTFOLIO SOLUTIONS S.A. (ASPS)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- ASPS
- Reported as of
- 01 Oct 2022
- Net transaction value
- -$6,340
- SEC form
- 4
- Accepted by SEC
- 04 Oct 2022, 18:32:27 UTC
- Prior SEC filing
- 23 Mar 2022
- Next SEC filing
- 14 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Teresa L. Szupello, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michelle D. Esterman filed Form 4 for ALTISOURCE PORTFOLIO SOLUTIONS S.A. (ASPS) on 04 Oct 2022.
Change
- Previous filing in this sequence was filed on 23 Mar 2022.
- Current net transaction value: -$6,340.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ASPS
transaction
Common Stock
Tax liability
- Transaction value
- $6,340
- Shares
- -476
- Change %
- -0.92%
- Price
- $13.32
- Shares after
- 51,325
- Date
- 01 Oct 2022
- Ownership
- Direct
- Footnotes
- F2
ASPS
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,584
- Change %
- +3.2%
- Price
- $0.000000
- Shares after
- 51,801
- Date
- 01 Oct 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ASPS
transaction
Derivative
Restricted Share Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,584
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 1,583
- Date
- 01 Oct 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,584
- Exercise price
- $0.000000
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
1,584 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and restated.
Footnote F2
Of the 1,584 RSUs vesting into shares reported above, 476 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,108 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on October 3, 2022 (the next active trading day following the vesting).
Footnote F3
Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.
Footnote F4
The remaining 1,583 RSUs are scheduled to vest on the third anniversary of the October 1, 2020 grant date (i.e., October 1, 2023).