Key facts
- This page summarizes Scott Case's Form 4 filing for TRUIST FINANCIAL CORP (TFC).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Oct 2022, 14:58.
Scott Case - 01 Oct 2022 Form 4 Insider Report for TRUIST FINANCIAL CORP (TFC)
- Reporting relationship
- Sr. Executive Vice President
- Issuer ticker
- TFC
- Reported as of
- 01 Oct 2022
- Net transaction value
- +$1,276,882
- SEC form
- 4
- Accepted by SEC
- 04 Oct 2022, 14:58:50 UTC
- Prior SEC filing
- 16 Mar 2022
- Next SEC filing
- 01 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- Carla Brenwald, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Scott Case filed Form 4 for TRUIST FINANCIAL CORP (TFC) on 04 Oct 2022.
Change
- Previous filing in this sequence was filed on 16 Mar 2022.
- Current net transaction value: +$1,276,882.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TFC
transaction
Common Stock
Options Exercise
- Transaction value
- $2,325,891
- Shares
- +53,420
- Change %
- +181%
- Price
- $43.54
- Shares after
- 82,907
- Date
- 01 Oct 2022
- Ownership
- Direct
TFC
transaction
Common Stock
Tax liability
- Transaction value
- $1,049,009
- Shares
- -24,093
- Change %
- -29%
- Price
- $43.54
- Shares after
- 58,814
- Date
- 01 Oct 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TFC
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -53,420
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Oct 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 53,420
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.
Footnote F2
Includes shares acquired as a result of dividend reinvestment since the last reported transaction.