Key facts
- This page summarizes Scott Case's Form 4 filing for TRUIST FINANCIAL CORP (TFC).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 23 Feb 2022, 15:49.
Scott Case - 21 Feb 2022 Form 4 Insider Report for TRUIST FINANCIAL CORP (TFC)
- Reporting relationship
- Sr. Executive Vice President
- Issuer ticker
- TFC
- Reported as of
- 21 Feb 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 23 Feb 2022, 15:49:20 UTC
- Prior SEC filing
- 15 Feb 2022
- Next SEC filing
- 16 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- Carla Brenwald, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Scott Case filed Form 4 for TRUIST FINANCIAL CORP (TFC) on 23 Feb 2022.
Change
- Previous filing in this sequence was filed on 15 Feb 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TFC
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +3,148
- Change %
- +11%
- Price
- $0.000000
- Shares after
- 30,907
- Date
- 21 Feb 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TFC
holding
Derivative
Restricted Stock Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 51,892
- Date
- 21 Feb 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 51,892
- Exercise price
- $0.000000
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
On February 24, 2020, the reporting person was granted 12,592 restricted stock units, which shall vest and become earned ratably over four years based on certain performance criteria for each vesting year ending March 15, 2021, 2022, 2023 and 2024. The performance criteria for 2022 were met, resulting in 3,148 restricted stock units being earned.
Footnote F2
Represents time-vested restricted stock units, each convertible into one share of common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a Truist time-vested restricted stock unit convertible into shares of Truist common stock, with the number of underlying shares of Truist common stock determined as set forth in the Merger Agreement. Each Truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.