Kelly S. King - Jan 19, 2022 Form 4 Insider Report for TRUIST FINANCIAL CORP (TFC)

Role
Director
Signature
Carla Brenwald, Attorney-in-fact
Stock symbol
TFC
Transactions as of
Jan 19, 2022
Transactions value $
$0
Form type
4
Date filed
1/21/2022, 05:17 PM
Previous filing
Oct 20, 2021
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFC Common Stock Gift $0 -30.2K -29.23% $0.00 73.1K Jan 19, 2022 Direct F1
holding TFC Common Stock 657 Jan 19, 2022 By 401(k) F2
holding TFC Common Stock 126K Jan 19, 2022 By IRA F3
holding TFC Common Stock 57.4K Jan 19, 2022 By Spouse F4
holding TFC Common Stock 302K Jan 19, 2022 By GRAT

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TFC Stock Option (right to buy) 121K Jan 19, 2022 Common Stock 121K $38.22 Direct F5
holding TFC Stock Option (right to buy) 156K Jan 19, 2022 Common Stock 156K $32.10 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 64.526 shares acquired in December 2021, under the Issuer's Dividend Reinvestment Plan.
F2 Includes 5.131 shares acquired between October 1, 2021 and December 31, 2021, under the Issuer's 401(k) plan. The information in this report is based on plan statements dated October 1, 2021 through December 31, 2021.
F3 Includes 985.217 shares acquired in December 2021, under Dividend Reinvestment Plans.
F4 Includes 9.890 shares acquired in December 2021, under the Issuer's Dividend Reinvestment Plan.
F5 On February 24, 2015, the reporting person was granted an option to purchase 120,714 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2016, 2017, and 2018. The performance criteria for 2018 were met, resulting in 40,239 options being earned.
F6 On February 23, 2016, the reporting person was granted an option to purchase 155,555 shares of common stock. The option vests ratably over three years based on certain performance criteria for each vesting year ending March 15, 2017, 2018, and 2019. The performance criteria for 2019 were met, resulting in 51,852 options being earned.