Allisha Elliott - 08 Jun 2021 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)

Role
Director
Signature
/s/ Megan E. Glise under Power of Attorney for Allisha Elliott
Issuer symbol
LXFR
Transactions as of
08 Jun 2021
Net transactions value
-$67,525
Form type
4
Filing time
10 Jun 2021, 18:18:11 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LXFR Ordinary Shares Options Exercise +7,081 7,081 08 Jun 2021 See Footnote F1, F2
transaction LXFR Ordinary Shares Tax liability $67,525 -2,941 -42% $22.96 4,140 08 Jun 2021 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LXFR Restricted Stock Units Options Exercise -7,081 -100% 0 08 Jun 2021 Ordinary Shares 7,081 See Footnote F1, F2, F3
transaction LXFR Restricted Stock Units Award +3,551 3,551 09 Jun 2021 Ordinary Shares 3,551 See Footnote F1, F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
F2 Shares owned by a trust of which the Reporting Person and her spouse are the beneficiaries and the Reporting Person and her spouse are the trustees.
F3 The Restricted Stock Units fully vested on June 8, 2021. The amount above includes 223 additional Restricted Stock Units acquired related to dividend reinvestment rights.
F4 The Restricted Stock Units vest on the day immediately prior to the Issuer's 2022 Annual General Meeting.