| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALK | COMMON STOCK | Options Exercise | $0 | +987 | +7.18% | $0.00 | 14.7K | Nov 5, 2023 | Direct | F1 |
| transaction | ALK | COMMON STOCK | Tax liability | -$13.1K | -389 | -2.62% | $33.56 | 14.5K | Nov 5, 2023 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ALK | RESTRICTED STOCK UNITS | Award | $0 | +14.6K | $0.00 | 14.6K | Nov 2, 2023 | COMMON STOCK | 14.6K | $0.00 | Direct | F1, F4 | |
| transaction | ALK | RESTRICTED STOCK UNITS | Options Exercise | $0 | -987 | -100% | $0.00 | 0 | Nov 5, 2023 | COMMON STOCK | 987 | $0.00 | Direct | F1, F5 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock. |
| F2 | The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person. |
| F3 | Includes 97 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on October 31, 2023, in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| F4 | The RSUs vest in three annual installments as follows: 4,856 shares on November 2, 2024; 4,857 shares on November 2, 2025; and 4,857 shares on November 2, 2026. |
| F5 | The RSUs disposed were from a grant of 2,960 RSUs awarded on November 5, 2020, that vested in three annual installments as follows: 986 shares on November 5, 2021; 987 shares on November 5, 2022; and 987 shares on November 5, 2023. |