Kyle B. Levine - Nov 5, 2022 Form 4 Insider Report for ALASKA AIR GROUP, INC. (ALK)

Role
SVP LEGAL & GEN COUNSEL
Signature
/s/ Howard Kuppler, power of attorney
Stock symbol
ALK
Transactions as of
Nov 5, 2022
Transactions value $
-$10,811
Form type
4
Date filed
11/8/2022, 04:57 PM
Previous filing
Feb 16, 2022
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction ALK COMMON STOCK Options Exercise $0 +987 +9.85% $0.00 11K Nov 5, 2022 Direct F1
transaction ALK COMMON STOCK Tax liability -$10.8K -241 -2.17% $44.86 10.9K Nov 5, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALK RESTRICTED STOCK UNITS Options Exercise $0 -987 -50% $0.00 987 Nov 5, 2022 COMMON STOCK 987 $0.00 Direct F1, F3

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis.
F2 Includes 92 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan, of which 36 shares were acquired on April 30, 2022, and 56 share were acquired on October 31, 2022, all in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F3 On November 5, 2020, the reporting person was granted 2,960 RSUs, vesting in three equal annual installments beginning on the first anniversary of the grant date.