Justin Krause - 09 Jul 2024 Form 4 Insider Report for Sezzle Inc. (SEZL)

Signature
/s/ Brady Duane Kafka, as Attorney-in-Fact
Issuer symbol
SEZL
Transactions as of
09 Jul 2024
Net transactions value
-$155,586
Form type
4
Filing time
10 Jul 2024, 16:58:00 UTC
Previous filing
03 Jul 2024
Next filing
13 Aug 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SEZL Common Stock, par value $0.00001 per share Options Exercise $3,076 +1,619 +9.8% $1.90* 18,152 09 Jul 2024 Direct
transaction SEZL Common Stock, par value $0.00001 per share Sale $158,662 -1,619 -8.9% $98.00 16,533 09 Jul 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SEZL Stock Options Options Exercise $0 -1,619 -100% $0.000000* 0 09 Jul 2024 Common Stock, par value $0.00001 per share 1,619 $1.90 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).