Larissa Schwartz - 15 Dec 2024 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Alan Smith, attorney-in-fact of the Reporting Person
Issuer symbol
OKTA
Transactions as of
15 Dec 2024
Net transactions value
$0
Form type
4
Filing time
17 Dec 2024, 17:31:21 UTC
Previous filing
06 Nov 2024
Next filing
02 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Options Exercise $0 +104 +0.47% $0.000000 22,229 15 Dec 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -53 -0.24% $0.000000 22,176 15 Dec 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +168 +0.76% $0.000000 22,344 15 Dec 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -86 -0.38% $0.000000 22,258 15 Dec 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +316 +1.4% $0.000000 22,574 15 Dec 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -161 -0.71% $0.000000 22,413 15 Dec 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +108 +0.48% $0.000000 22,521 15 Dec 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -55 -0.24% $0.000000 22,466 15 Dec 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +4,445 +20% $0.000000 26,911 15 Dec 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -2,253 -8.4% $0.000000 24,658 15 Dec 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +1,937 +7.9% $0.000000 26,595 15 Dec 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -982 -3.7% $0.000000 25,613 15 Dec 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKTA Restricted Stock Units Options Exercise $0 -104 -100% $0.000000 0 15 Dec 2024 Class A Common Stock 104 Direct F1, F2
transaction OKTA Restricted Stock Units Options Exercise $0 -168 -50% $0.000000 169 15 Dec 2024 Class A Common Stock 168 Direct F1, F3
transaction OKTA Restricted Stock Units Options Exercise $0 -316 -20% $0.000000 1,264 15 Dec 2024 Class A Common Stock 316 Direct F1, F4
transaction OKTA Restricted Stock Units Options Exercise $0 -108 -17% $0.000000 541 15 Dec 2024 Class A Common Stock 108 Direct F1, F5
transaction OKTA Restricted Stock Units Options Exercise $0 -4,445 -17% $0.000000 22,227 15 Dec 2024 Class A Common Stock 4,445 Direct F1, F6
transaction OKTA Restricted Stock Units Options Exercise $0 -1,937 -10% $0.000000 17,430 15 Dec 2024 Class A Common Stock 1,937 Direct F1, F7
holding OKTA Employee Stock Option (Right to Buy) 14,167 15 Dec 2024 Class B Common Stock 14,167 $8.62 Direct F8
holding OKTA Employee Stock Option (Right to Buy) 9,000 15 Dec 2024 Class B Common Stock 9,000 $8.73 Direct F8
holding OKTA Employee Stock Option (Right to Buy) 5,000 15 Dec 2024 Class B Common Stock 5,000 $11.36 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F2 The shares underlying the RSU fully vested on December 15, 2024.
F3 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4 6.25% of the shares underlying the RSU vested on March 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7 8.33% of the shares underlying the RSU vested on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8 The shares subject to the option are fully vested and exercisable by the Reporting Person.

Remarks:

Chief Legal Officer and Corporate Secretary