Brett Tighe - 15 Sep 2024 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Chief Financial Officer
Signature
/s/ Alan Smith, attorney-in-fact of the Reporting Person
Issuer symbol
OKTA
Transactions as of
15 Sep 2024
Net transactions value
$0
Form type
4
Filing time
17 Sep 2024, 17:27:49 UTC
Previous filing
18 Jun 2024
Next filing
17 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Options Exercise $0 +415 +0.42% $0.000000 99,445 15 Sep 2024 Direct F1
transaction OKTA Class A Common Stock Tax liability $0 -181 -0.18% $0.000000 99,264 15 Sep 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +202 +0.2% $0.000000 99,466 15 Sep 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -87 -0.09% $0.000000 99,379 15 Sep 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +4,580 +4.6% $0.000000 103,959 15 Sep 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -1,848 -1.8% $0.000000 102,111 15 Sep 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +6,298 +6.2% $0.000000 108,409 15 Sep 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -2,479 -2.3% $0.000000 105,930 15 Sep 2024 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +3,873 +3.7% $0.000000 109,803 15 Sep 2024 Direct
transaction OKTA Class A Common Stock Tax liability $0 -1,525 -1.4% $0.000000 108,278 15 Sep 2024 Direct
holding OKTA Class A Common Stock 1,250 15 Sep 2024 By Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKTA Restricted Stock Units Options Exercise $0 -415 -50% $0.000000 415 15 Sep 2024 Class A Common Stock 415 Direct F2, F3
transaction OKTA Restricted Stock Units Options Exercise $0 -202 -33% $0.000000 405 15 Sep 2024 Class A Common Stock 202 Direct F2, F4
transaction OKTA Restricted Stock Units Options Exercise $0 -4,580 -14% $0.000000 27,481 15 Sep 2024 Class A Common Stock 4,580 Direct F2, F5
transaction OKTA Restricted Stock Units Options Exercise $0 -6,298 -14% $0.000000 37,786 15 Sep 2024 Class A Common Stock 6,298 Direct F2, F6
transaction OKTA Restricted Stock Units Options Exercise $0 -3,873 -9.1% $0.000000 38,734 15 Sep 2024 Class A Common Stock 3,873 Direct F2, F7
holding OKTA Class B Common Stock 69,046 15 Sep 2024 Class A Common Stock 69,046 By Trust F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 281 shares of Class A Common Stock acquired under a Section 423 Employee Stock Purchase Plan.
F2 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F3 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4 6.25% of the shares underlying the RSU vested on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5 6.25% of the shares underlying the RSU vested on June 15, 2022, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6 8.33% of the shares underlying the RSU vested on June 15, 2023, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7 8.33% of the shares underlying the RSU vested on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F8 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.